Regulatory Readiness Audit
A governance-focused readiness review for fintech startups preparing licensing or supervisory questionnaires.
From HK$44,000 · 3–4 weeks
Who it suits
Startups approaching a licensing conversation or a formal questionnaire who need governance answers that match how the company actually operates.
What you receive
- Mapping of questionnaire themes to your current governance artefacts
- Gap list prioritised by likelihood of follow-up questions
- Evidence checklist for oversight, policies, and control ownership
- Remediation path before the next filing or interview round
Format
Scoped to the jurisdictions and product lines you name in the proposal. We do not file applications on your behalf; we prepare the governance evidence trail your counsel and compliance team will use. Pricing is informational.